Welcome to PassMasters’ Questions of the Week with Suzy Rhoades, our financial training expert.

If you are studying for the Series 65 or 66 exam then this video works for you!

These exams are HARD! LONG AND WORDY questions abound! In this video, Suzy will cover a 45 question exam. There is a question for each of the topics she covers in the Series 65 course. The Series 66 course is almost identical, but omits 6 topics found on the Series 65 exam. The Series 65 exam has 130 questions that count, so some topics will have more than one question on the test.

There is a lot covered within this exam! It is Suzy's longest video to date! In this video Suzy will present questions that come directly from our home page! We have for you on our home page FREE PRACTICE EXAMS for each course that we offer! Check them out here:
https://learn.passmasters.com/student...

We want to help you MASTER the content and PASS the exam!

To learn more about Suzy's Series 65 course
https://passmasters.com/securities/se...

To learn more about Suzy's Series 63 course
https://passmasters.com/securities/se...

To learn more about Suzy's Series 66 course
https://passmasters.com/securities/se...

To check out all of Suzy's securities course offering
https://passmasters.com/securitiesex...

We will be posting questions of the week type videos frequently so please make sure to subscribe to our page and activate notifications.

Let's see what Kevin had to say about Suzy's Series 65 course:

"I wish I had originally bought your Series 65 course. I have always struggled with the security industry exams and after failing on my first attempt, I thought you and your course could be the difference and help me pass after seeing some of your training videos online. I found your online course, videos and practice tests & final tests helped me better digest and grasp things that were tripping me up before. The course was great for me. Take care and again thanks to all of you, especially Suzy!"

To view more testimonials:
https://passmasters.com/testimonials/

Do you have questions about anything covered in this video? Or about any of the securities exams in general? Post a comment and we will respond asap. Thanks for viewing and happy studies!

#series65exam #series66exam #series65 #series66 #suzyrhoades #passmasters

Contents of this video
0:00 Welcome
2:22 Practice Question 1 – COO must review policies and procedures how often
3:05 Practice Question 2 – IAR leaves the firm
3:37 Practice Question 3 – Who supervises an independent agent
4:50 Practice Question 4 – What can an administrative assistant do
5:32 Practice Question 5 – Federally covered securities
6:10 Practice Question 6 – What is a state under the USA
6:46 Practice Question 7 – Social media
7:11 Practice Question 8 – Business Continuity Plan
7:47 Practice Question 9 – Debt that matures in 1 year or less
8:10 Practice Question 10 – Tax equivalent yield
13:00 Practice Question 11 – Reinvestment risk
14:21 Practice Question 12 – When would an issuer call preferred stock
15:45 Practice Question 13 – Discounted cash flow
16:07 Practice Question 14 – ETFs trade most like what?
17:14 Practice Question 15 – Hedge funds
18:07 Practice Question 16 – Main advantage of an openend mutual fund
18:48 Practice Question 17 – How to create income when an investor is long stock
19:51 Practice Question 18 – ETNs
20:50 Practice Question 19 – Sale of life insurance when terminally ill
21:23 Practice Question 20 – Value of a variable annuity
21:56 Practice Question 21 – Variable life insurance
22:34 Practice Question 22 – Commodities
22:47 Practice Question 23 – Who follows fiduciary rules
23:24 Practice Question 24 – Why buy growth stock?
23:57 Practice Question 25 – What is used to measure risk in the efficient frontier and capital market line?
24:38 Practice Question 26 – Volatility measurements
26:02 Practice Question 27 – What must a participant in an ERISA plan be given?
26:27 Practice Question 28 – HSAs
27:47 Practice Question 29 – QDROs
28:16 Practice Question 30 – Stock dividend
30:13 Practice Question 31 – Real return
30:53 Practice Question 32 – Regular way settlement
31:50 Practice Question 33 – Cost basis
32:53 Practice Question 34 – Advance/decline ratio
33:13 Practice Question 35 – CAPM is used to determine?
33:54 Practice Question 36 – Auction
35:04 Practice Question 37 – SPAC versus traditional IPO
36:21 Practice Question 38 – Phases of the business cycle
36:54 Practice Question 39 – US dollar weakens
38:15 Practice Question 40 – Beta
38:50 Practice Question 41 – Auditor's opinion
40:03 Practice Question 42 – Financial statements
41:21 Practice Question 43 – Median return
42:39 Practice Question 44 – Interest
44:29 Practice Question 45 – Qualified charitable distribution
45:49 Recap